AiMOS™ - The AI assistant for trade data (Coming Sept-2026)CAT ReportingCAIS Reporting605 Reporting606 ReportingTrade SurveillanceManaged Compliance Operations
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Trade Compliance Solutions

CAT, CAIS, 605, 606, Surveillance and more

Our customers experience near 0% error rates and fines associated with reporting of CAT, CAIS, 605, 606, TRF, TRACE with our Adept™ regulatory workflows: A set of SaaS modules for trade reporting to FINRA and other regulatory authorities that is unparalleled in its level of automation and ability to be highly customized to a firms requirements

Adept TradeStore™

A single source of truth for trading data and events

The Adept TradeStore™ is a data collection appliance that can be deployed as a SaaS or on-premise model that operates in both real-time and batch. It not only stores trading data from multiple systems and asset classes, but it sources change events on trades to power additional workflows within the enterprise. It is a single source of truth for trading data and any derived data coming from trading systems, regulatory reports, valuation and pricing.
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Access to your data

Whenever you want it, on your terms

Xinthesys Adept™ is a cloud-based platform for sell-side firm's seeking a 360-degree view of their real-time and post-trade reporting data for critical risk management and compliance. By having direct access to your data wihout vendor 'lock-in' it reduces operational costs across multiple operating streams, with one single solution.

What makes our solution stand out?

Our ADEPT™ platform enables our users to leverage industry tested data models, processes and technology that has been curated from 30 years of experience in trade processing at large domestic and international banks and broker dealers. This platform enables our customers to easily capture trade data and build workflows that transform this data for regulatory and trade reporting. It is a highly efficient and automated platform that empowers compliance officers, traders and operations staff to be more agile, accurate and faster when making decisions without vendor 'lock in' and additional operating costs.

Compliance

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Real time data governance and oversight

Oversee your businesses’ level of governance and regulatory compliance instantly. Direct your resources and remediation activities based on data, not just intuition.

Take the pressure off

Rest assured that you’re applying industry best practices across all regulatory domains and immediately answer regulatory queries with ease.

Regulatory reporting within weeks, not months

Connect your data to our data workflow platform and tap into our pre-configured reporting suite to quickly run standard SEC reporting.

Stay Independent

With the most recent technological advances in big-data storage, you can connect directly to trading flows or work in a batch processing context.

Operational Efficiency

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Transform your data, no matter where it resides

Seamlessly connect, engineer, and adapt data within your existing architecture. Leverage one centralized interface and embedded trade store.

Deliver value, not risk, to your stakeholders

Bring enduring value to your business, empower your employees to generate revenue, and cutoff high-risk projects

Future proof your architecture

Engage with our agile platform to build an agile technology stack that provides highly flexible layers to easily accommodate your current and future systems.

Data driven decisions

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Deliver value, not risk, to your stakeholders

Bring enduring value to your business, empower your employees to generate revenue, and cutoff high-risk projects

Transform your data, no matter where it resides

Seamlessly connect, engineer, and adapt data within your existing architecture. Leverage one centralized interface and embedded trade store.

Future proof your architecture

Engage with our agile platform to build an agile technology stack that provides highly flexible layers to easily accommodate your current and future systems.

You’re in good company

Broker-Dealer

"You can rely on Xinthesys to simplify complex compliance workflows and boost overall productivity, driving down operational costs while enhancing accuracy through automated processes."

OMS/EMS Vendor

"Partnering with Xinthesys has allowed us, as an OMS/EMS vendor, to seamlessly outsource our compliance functions, enabling us to focus on growing our core business while they expertly manage regulatory obligations for our clients."

Clearing Services

"As a Clearing and Executing Member Firm, Xinthesys empowers our clients to integrate disparate data sources, simplifying compliance challenges into a cohesive solution that eases the burden on operations."

Global Exchange

"Working with Xinthesys has transformed our operations; their technology platform allows us to offer comprehensive services to broker-dealers, OMS/EMS vendors, and larger clearing firms, creating a single partnership that leverages our combined strengths across diverse client needs."