Useful Resources for Financial Industry Regulation

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The financial industry regulator authority provides a comprehensive resources page that covers various essential aspects of regulation, including:

Background to the Regulation

Gain insights into the foundational principles and objectives of the regulation, understanding its importance within the financial industry.

Technical Specifications

Explore the technical details and specifications related to compliance and regulatory requirements. This section includes guidelines for implementation and adherence to industry standards.

OATS to CATS Field Mappings

  • Access detailed field mappings between the Order Audit Trail System (OATS) and the Consolidated Audit Trail System (CATS). This mapping is crucial for ensuring accurate reporting and compliance.

For more information, visit the Regulatory Authority's Website